RICKETTS FINANCIAL, LLC
CRD #309381 SEC #801-118963 LOUISVILLE, KY (502) 396-4055
SEC Registered
Total AUM
$290.5M
Discretionary
$290.5M
Employees
4
Clients
1
Accounts
289
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2025 | $290.5M | $290.5M | $0 | 4 | 0 |
| Mar 2025 | $290.5M | $290.5M | $0 | 4 | 0 |
| Mar 2024 | $278M | $278M | $0 | 4 | 0 |
| Mar 2023 | $262.1M | $262.1M | $0 | 4 | 0 |
| Mar 2023 | $262.1M | $262.1M | $0 | 4 | 0 |
| Mar 2022 | $325.3M | $325.3M | $0 | 4 | 0 |
| Jun 2021 | $261.4M | $261.4M | $0 | 4 | 0 |
| Apr 2021 | $261.4M | $261.4M | $0 | 4 | 0 |
| Mar 2021 | $261.4M | $261.4M | $0 | 4 | 0 |
| Oct 2020 | $232.4M | $232.4M | $0 | 3 | 0 |
| Jun 2020 | $0 | $0 | $0 | 3 | 0 |
| Jun 2020 | $0 | $0 | $0 | 3 | 0 |
| May 2020 | $0 | $0 | $0 | 1 | 0 |
DateSep 2025
Total AUM$290.5M
Discretionary$290.5M
Non-Disc.$0
Employees4
Clients0
DateMar 2025
Total AUM$290.5M
Discretionary$290.5M
Non-Disc.$0
Employees4
Clients0
DateMar 2024
Total AUM$278M
Discretionary$278M
Non-Disc.$0
Employees4
Clients0
DateMar 2023
Total AUM$262.1M
Discretionary$262.1M
Non-Disc.$0
Employees4
Clients0
DateMar 2023
Total AUM$262.1M
Discretionary$262.1M
Non-Disc.$0
Employees4
Clients0
DateMar 2022
Total AUM$325.3M
Discretionary$325.3M
Non-Disc.$0
Employees4
Clients0
DateJun 2021
Total AUM$261.4M
Discretionary$261.4M
Non-Disc.$0
Employees4
Clients0
DateApr 2021
Total AUM$261.4M
Discretionary$261.4M
Non-Disc.$0
Employees4
Clients0
DateMar 2021
Total AUM$261.4M
Discretionary$261.4M
Non-Disc.$0
Employees4
Clients0
DateOct 2020
Total AUM$232.4M
Discretionary$232.4M
Non-Disc.$0
Employees3
Clients0
DateJun 2020
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees3
Clients0
DateJun 2020
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees3
Clients0
DateMay 2020
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees1
Clients0