UPRIVER CAPITAL MANAGEMENT, LLC
CRD #309392 SEC #801-118986 LA JOLLA, CA (619) 843-9721
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
0
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 6, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROBERTSON, CLAUDIO, FRANCISCO | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| ROBERTSON, CLAUDIO, FRANCISCO | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| ROBERTSON, CLAUDIO, FRANCISCO | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| ROBERTSON, CLAUDIO, FRANCISCO | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| ROBERTSON, CLAUDIO, FRANCISCO | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | D | Control |
| TERAN, KARLO | I | MEMBER | D | Control |
| TERAN, KARLO | I | MEMBER | D | Control |
| TERAN, KARLO | I | MEMBER | D | Control |
| TERAN, KARLO | I | MEMBER | D | Control |
| TERAN, KARLO | I | MEMBER | D | Control |
Registrations
Federal
IA
Jul 6, 2020 REGISTERED
Notice Filings (1)
CA
Address
7650 GIRARD AVE STE 300LA JOLLA, CA 92037
United States
Phone: (619) 843-9721