TEAM FINANCIAL GROUP, LLC

Legal name: TEAM WEALTH & TAX ADVISORS

CRD #309411 SEC #801-127441 TEMECULA, CA 951-308-6444

SEC Registered

Total AUM

$185.8M

Discretionary

$185.8M

Employees

Clients

101

Accounts

754

Firm Details

Organization Type: Limited Liability Company
State of Formation: California
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 20, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	CHIEF COMPLIANCE OFFICER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	CHIEF COMPLIANCE OFFICER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	CHIEF COMPLIANCE OFFICER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	CHIEF COMPLIANCE OFFICER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	CHIEF COMPLIANCE OFFICER	D	Control
COLE, JEFFRY, STEPHEN	I	MANAGING MEMBER	D	Control
COLE, JEFFRY, STEPHEN	I	CHIEF COMPLIANCE OFFICER	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER/CCO	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER/CCO	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER/CCO	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER/CCO	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER/CCO	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER/CCO	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER/CCO	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER	D	Control
COLE, LEONARD, PAUL	I	MANAGING MEMBER	D	Control

Registrations

Federal

May 20, 2025 REGISTERED

Notice Filings (4)

CA FL ID TX

Address

40395 WINCHESTER ROAD
SUITE A
TEMECULA, CA 92591
United States

Phone: 951-308-6444