OATH ADVISORS LLC
CRD #309545 SEC #801-119748 NEW YORK, NY 212-430-2100
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAMMER, SUZANNE, MARIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| Nowak-Banrey, Anna | I | CHIEF COMPLIANCE OFFICER | NA | |
| RITACCO, JOHN, ALBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RITACCO, JOHN, ALBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RITACCO, JOHN, ALBERT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TEUFEL, FREDERICK, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | |
| OSTROFF, MARK, STEVEN | I | CEO / MEMBER | E | Control |
| OSTROFF, MARK, STEVEN | I | CEO / MEMBER | E | Control |
| OSTROFF, MARK, STEVEN | I | CEO / MEMBER | E | Control |
Registrations
Federal
IA
Feb 25, 2021 REGISTERED
Notice Filings (1)
NY
Address
745 FIFTH AVENUE,SUITE 500
NEW YORK, NY 10151
United States
Phone: 212-430-2100