LM FINANCIAL PARTNERS, INC.
CRD #30958 SEC #801-50847 BALTIMORE, MD 800-955-4060
SEC Registered Broker-Dealer
Total AUM
$44M
Discretionary
$44M
Employees
51
Clients
--
Accounts
129
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jul 26, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOSSERMAN, ROBERT LEWIS JR | I | SENIOR VICE PRESIDENT | NA | |
| BRAB, WILLIAM WOLFGANG | I | DIRECTOR | NA | Control |
| BRINKLEY, JAMES WELLONS | I | DIRECTOR | NA | Control |
| COSTELLO, JESSICA SKY | I | CHIEF OPERATING OFFICER, VICE PRESIDENT | NA | |
| HOUSTON, JOHN WASCOM | I | PRESIDENT, DIRECTOR | NA | Control |
| LOWMAN, HORACE MCCOY JR | I | CHIEF COMPLIANCE OFFICER | NA | |
| SOUDERS, THOMAS LEE | I | CHIEF FINANCIAL OFFICER | NA | |
| LEGG MASON, INC. | DE | STOCKHOLDER | E | Control |
Registrations
Federal
IA
Jul 26, 2001 REGISTERED
Notice Filings (24)
AL CT GA IA ID IL KS LA MD MI MN NC ND NE NV NY OH SC SD TN TX VA WA WI
Address
100 LIGHT STREETBALTIMORE, MD 21202
USA
Phone: 800-955-4060