DIPAOLO FINANCIAL GROUP, INC.
CRD #309637 SEC #801-132771 LUTZ, FL 813-475-3130
SEC Registered
Total AUM
$125.9M
Discretionary
$125M
Employees
9
Clients
1
Accounts
1,059
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 24, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DiPaolo, Karen, Elaine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DiPaolo, Karen, Elaine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DiPaolo, Karen, Elaine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DiPaolo, Karen, Elaine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DIPAOLO, JOSEPH, LAURIA | I | PRESIDENT | E | Control |
| DIPAOLO, JOSEPH, LAURIA | I | PRESIDENT | E | Control |
| DIPAOLO, JOSEPH, LAURIA | I | PRESIDENT | E | Control |
| DIPAOLO, JOSEPH, LAURIA | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Sep 24, 2025 REGISTERED
Notice Filings (2)
FL TX
Address
4635 VAN DYKE ROADLUTZ, FL 33558
United States
Phone: 813-475-3130