VON BORSTEL & ASSOCIATES, INC.
Legal name: VON BORSTEL & ASSOCIATES
CRD #309746 SEC #801-119041 THE DALLES, OR 541-296-6669
SEC Registered Disclosures
Total AUM
$576.4M
Discretionary
$576.4M
Employees
9
Clients
0
Accounts
2,158
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Oregon
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AGUIRRE PIZA, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| AGUIRRE PIZA, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| AGUIRRE, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| AGUIRRE, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| HERNANDEZ, SANDRA | I | CHIEF COMPLIANCE OFFICER | NA | |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
| VON BORSTEL, WAYNE | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 19, 2025 REGISTERED
Notice Filings (8)
AK AZ CA CO ID OR TX WA
Address
308 E 3RD STREETTHE DALLES, OR 97058
United States
Phone: 541-296-6669