99RISES INC.
CRD #309803 SEC #801-119385 PLEASANTON, CA 925-519-9545
SEC Registered
Total AUM
$539.4K
Discretionary
$539.4K
Employees
3
Clients
0
Accounts
54
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 24, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIWAN, UTPAL | I | PRESIDENT, CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| DIWAN, UTPAL | I | PRESIDENT, CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| DIWAN, UTPAL | I | PRESIDENT, CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| DIWAN, UTPAL | I | PRESIDENT, CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| DIWAN, UTPAL | I | PRESIDENT, CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| DIWAN, UTPAL | I | PRESIDENT, CEO AND CHIEF COMPLIANCE OFFICER | D | Control |
| Rao, Ramana | I | DIRECTOR | C | Control |
| Rao, Ramana | I | DIRECTOR | C | Control |
| Rao, Ramana | I | DIRECTOR | C | Control |
| Rao, Ramana | I | DIRECTOR | C | Control |
| Rao, Ramana | I | DIRECTOR | C | Control |
| Rao, Ramana | I | DIRECTOR | C | Control |
Registrations
Federal
IA
Jan 24, 2023 REGISTERED
Notice Filings (50)
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Address
6701 KOLL CENTER PARKWAYSUITE 250
PLEASANTON, CA 94566
United States
Phone: 925-519-9545