ROTH FINANCIAL PARTNERS LLC
CRD #309814 SEC #801-119326 KINGWOOD, TX 281-973-8816
SEC Registered
Total AUM
$400.7M
Discretionary
$400.7M
Employees
4
Clients
251
Accounts
725
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 9, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER AND CO-PRESIDENT | NA | Control |
| JOHNSON, ERIC, ABRAM | I | CHIEF COMPLIANCE OFFICER AND CO-PRESIDENT | NA | Control |
| ROTH, JAMES, AUSTIN | I | CO-PRESIDENT | NA | Control |
| ROTH, JAMES, AUSTIN | I | CO-PRESIDENT | NA | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ROTH, PETER, BRUCE | I | FOUNDER, PRESIDENT AND MANAGING MEMBER | E | Control |
| ERIC JOHNSON (IDGT) TRUST | DE | MEMBER | C | Control |
| ERIC JOHNSON (IDGT) TRUST | DE | MEMBER | C | Control |
| JAMES ROTH GIFT TRUST | DE | MEMBER | C | Control |
| JAMES ROTH GIFT TRUST | DE | MEMBER | C | Control |
| JAMES ROTH (IDGT) TRUST | DE | MEMBER | B | |
| JAMES ROTH (IDGT) TRUST | DE | MEMBER | B |
Registrations
Federal
IA
Jun 9, 2025 REGISTERED
Notice Filings (6)
FL IL LA NC OH TX
Address
855 ROCKMEAD DRIVESUITE 703
KINGWOOD, TX 77339
United States
Phone: 281-973-8816