PIPER HEARTLAND HEALTHCARE CAPITAL, LLC
CRD #310044 SEC #801-119268 MINNEAPOLIS, MN 612-303-6000
SEC Registered Private Funds
Total AUM
$221.4M
Discretionary
$221.4M
Employees
17
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 14, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BALLIS, ALYSSA, LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLUNE, KATHERINE, PATRICIA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLUNE, KATHERINE, PATRICIA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLUNE, KATHERINE, PATRICIA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLUNE, KATHERINE, PATRICIA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CLUNE, KATHERINE, PATRICIA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GEELAN, JOHN, WILLIAM | I | CHIEF LEGAL OFFICER | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| HEMSLEY, MATTHEW, STEPHEN | I | CHIEF EXECUTIVE OFFICER/PRESIDENT | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MARTIN, JAMES, MARTELL | I | SECRETARY | NA | Control |
| MCCAGUE, ANNCHARLOTTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCAGUE, ANNCHARLOTTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCAGUE, ANNCHARLOTTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCAGUE, ANNCHARLOTTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCAGUE, ANNCHARLOTTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCAGUE, ANNCHARLOTTE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
| PIPER SANDLER INVESTMENT GROUP INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER INVESTMENT GROUP INC. | E | Control |
Registrations
Federal
IA
Jul 14, 2025 REGISTERED
Notice Filings (3)
CO MN NY
Address
350 NORTH STREETSUITE 1000
MINNEAPOLIS, MN 55401
United States
Phone: 612-303-6000