JHW FINANCIAL SERVICES INC.
Legal name: FINANCIAL TELESIS, INC.
CRD #31012 SEC #801-63974 SAN RAFAEL, CA 415-526.2750
SEC Registered Broker-Dealer
Total AUM
$206.8M
Discretionary
$0
Employees
51
Clients
101
Accounts
850
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 14, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP, MUNICIPAL PRINCIPAL | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP, MUNICIPAL PRINCIPAL | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP, MUNICIPAL PRINCIPAL | NA | Control |
| COLLINS, ELIZABETH SARAH | I | SENIOR VP, MUNICIPAL PRINCIPAL | NA | Control |
| COOK, PATRICIA CLAIRE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| COOK, PATRICIA CLAIRE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| COOK, PATRICIA CLAIRE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| COOK, PATRICIA CLAIRE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| COOK, PATRICIA CLAIRE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| COOK, PATRICIA CLAIRE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| COOK, PATRICIA CLAIRE | I | MUNICIPAL SECURITIES PRINCIPAL | NA | |
| GOULD, COSMO CHARLES | I | CCO | NA | |
| GOULD, COSMO CHARLES | I | CCO | NA | |
| GOULD, COSMO CHARLES | I | CCO | NA | |
| GOULD, COSMO CHARLES | I | CCO | NA | |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | NA | Control |
| MAYS, ELISABETH MARIE | I | CHIEF COMPLIANCE OFFICER, MUNICIPAL PRINCIPAL | NA | Control |
| ROSENBAUM, MICHAEL FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBAUM, MICHAEL FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBAUM, MICHAEL FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBAUM, MICHAEL FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROSENBAUM, MICHAEL FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP, CCO | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP, CCO | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP, CCO | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP, CCO | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP, CCO | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT | E | Control |
| WILLIAMS, JAMES HOUSTON | I | CHIEF FINANCIAL OFFICER, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP, CCO | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP, CCO | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP | E | Control |
| WILLIAMS, JAMES HOUSTON | I | PRESIDENT, CFO, FINOP | E | Control |
Registrations
Federal
IA
May 14, 2012 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
4340 REDWOOD HIGHWAYA23
SAN RAFAEL, CA 94903
United States
Phone: 415-526.2750