RIA Intelligence

DEFINED FINANCIAL PLANNING LLC

CRD #310137 SEC #801-126370 SAN RAFAEL, CA (510) 200-8655
SEC Registered
Total AUM
$137.3M
Discretionary
$135.6M
Employees
5
Clients
26
Accounts
333

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 10, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
COOPER, MARTEL, JEDIDIRECTOR OF INVESTMENTSNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
SMITH, MICHAEL, GREGORYIDIRECTOR OF TAX PLANNINGNA Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBERE Control
Gaeta, Samuel, VasquezICHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, MEMBERE Control
Vasquez, Richard, AnthonyIPARTNERC
Vasquez, Richard, AnthonyIPARTNERC
Vasquez, Richard, AnthonyIPARTNERC
Vasquez, Richard, AnthonyIPARTNERC
Vasquez, Richard, AnthonyIPARTNERC
Vasquez, Richard, AnthonyIPARTNERC
Vasquez, Richard, AnthonyIPARTNERC
Vasquez, Richard, AnthonyIPARTNERC
Gutierrez, Brianna, NicoleIDIRECTOR OF OPERATIONS, MEMBERB
Gutierrez, Brianna, NicoleIDIRECTOR OF OPERATIONS, MEMBERB
Gutierrez, Brianna, NicoleIDIRECTOR OF OPERATIONS, MEMBERB
HASBROOK, BRIANNA, NICOLEIDIRECTOR OF OPERATIONS, MEMBERB

Registrations

Federal

IA
Jun 10, 2025 REGISTERED

Notice Filings (2)

CA NV

Address

899 NORTHGATE DR
SUITE 300
SAN RAFAEL, CA 94903
United States
Phone: (510) 200-8655