DERIVATY CO
CRD #310249 SEC #801-119381 WHITE PLAINS, NY 212-395-9471
SEC Registered
Total AUM
$30M
Discretionary
$30M
Employees
3
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 8, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, MICHAEL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | MANAGING MEMBER | E | Control |
| KUMAR, WARUN, NMN | I | CEO | E | Control |
Registrations
Federal
IA
May 8, 2025 REGISTERED
Notice Filings (4)
CA CT MA NY
Address
777 WESTCHESTER AVEWHITE PLAINS, NY 10604
United States
Phone: 212-395-9471