LEVERTY FINANCIAL GROUP, LLC
CRD #310258 SEC #801-119342 HUDSON, WI 715-377-2080
SEC Registered
Total AUM
$567.4M
Discretionary
$564.2M
Employees
8
Clients
--
Accounts
2,397
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 16, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hansen, Alexander, William | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Hansen, Alexander, William | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KEENE, LUKE, EDWARD | I | CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT | NA | Control |
| KEENE, LUKE, EDWARD | I | CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT | NA | Control |
| KEENE, LUKE, EDWARD | I | CHIEF INVESTMENT OFFICER/EXECUTIVE VICE PRESIDENT | NA | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| MEYERS, ABBY, LYNN | I | CHIEF COMPLIANCE OFFICER/VP OF WEALTH MANAGEMENT SERVICES | NA | Control |
| MEYERS, ABBY, LYNN | I | CHIEF COMPLIANCE OFFICER/VP OF WEALTH MANAGEMENT SERVICES | NA | Control |
| MEYERS, ABBY, LYNN | I | CHIEF COMPLIANCE OFFICER/VP OF WEALTH MANAGEMENT SERVICES | NA | Control |
| PIZZI, HOLLY, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PIZZI, HOLLY, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PIZZI, HOLLY, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PIZZI, HOLLY, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| PIZZI, HOLLY, KATHLEEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| LEVERTY, MICHAEL, THOMAS | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | E | Control |
| RIAKA HOLDINGS, LLC | DE | RIAKA HOLDINGS, LLC | E | Control |
| RIAKA HOLDINGS, LLC | DE | RIAKA HOLDINGS, LLC | E | Control |
| HAWKINS, JOSHUA, QUENTIN | I | CHIEF OPERATING OFFICER | B | Control |
| HAWKINS, JOSHUA, QUENTIN | I | CHIEF OPERATING OFFICER | B | Control |
| HAWKINS, JOSHUA, QUENTIN | I | CHIEF OPERATING OFFICER | B | Control |
| HAWKINS, JOSHUA, QUENTIN | I | CHIEF OPERATING OFFICER | B | Control |
| HAWKINS, JOSHUA, QUENTIN | I | CHIEF OPERATING OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| KEENE, LUKE, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF INVESTMENT OFFICER | B | Control |
| HAWKINS, JOSHUA, Q | I | CHIEF OPERATING OFFICER | A | Control |
| HAWKINS, JOSHUA, Q | I | CHIEF OPERATING OFFICER | A | Control |
| HAWKINS, JOSHUA, Q | I | CHIEF OPERATING OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Kupfer, Corey, NMN | I | RIAKA HOLDINGS, LLC | E | Control |
| Kupfer, Corey, NMN | I | RIAKA HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Oct 16, 2025 REGISTERED
Notice Filings (9)
AZ CA CO FL MN NC TX WA WI
Address
201 2ND STREET SOUTHHUDSON, WI 54016
United States
Phone: 715-377-2080