RIA Intelligence

RILEY PRIVATE CLIENT LLC

CRD #310313 SEC #801-121467 SOUTHLAKE, TX 817-870-4680
SEC Registered
Total AUM
$64.9M
Discretionary
$61.9M
Employees
4
Clients
101
Accounts
363

Firm Details

Organization Type
Limited Liability Company
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 8, 2024
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Hess, Clarion, HadleighIEXECUTIVE VICE PRESIDENTNA
Hess, Clarion, HadleighIEXECUTIVE VICE PRESIDENTNA
Hess, Clarion, HadleighIEXECUTIVE VICE PRESIDENTNA
JONES, DOUGLAS, HICCONA Control
JONES, DOUGLAS, HICCONA Control
JONES, DOUGLAS, HANSONICCONA Control
RILEY, WILLIAM, EUGENEICHIEF COMPLIANCE OFFICER/MANAGING MEMBER/CEOE Control
RILEY, WILLIAM, EUGENEICHIEF COMPLIANCE OFFICER/MANAGING MEMBER/CEOE Control
RILEY, WILLIAM, EUGENEICHIEF COMPLIANCE OFFICER/MANAGING MEMBER/CEOE Control
Riley, MarshaIMEMBERD
Riley, MarshaIMEMBERD
Riley, MarshaIMEMBERD
Riley, MarshaIMEMBERD
Riley, MarshaIMEMBERD
Barrett, FrancineIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERB Control
Barrett, FrancineIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERB Control
Barrett, FrancineIMANAGING MEMBERB Control
Barrett, FrancineIMANAGING MEMBERB Control
Barrett, FrancineIMANAGING MEMBERB Control
Cohen, MichaelIMEMBERB
Cohen, MichaelIMEMBERB
Cohen, MichaelIMEMBERB
Cohen, MichaelIMEMBERB
Cohen, MichaelIMEMBERB

Registrations

Federal

IA
May 8, 2024 REGISTERED

Notice Filings (4)

AZ KS NE TX

Address

700 N CARROLL AVE
SUITE 110
SOUTHLAKE, TX 76092
United States
Phone: 817-870-4680