WINTER & ASSOCIATES, INC.
CRD #310349 SEC #801-123146 ST. PAUL, MN (651) 414-5000
SEC Registered
Total AUM
$147.5M
Discretionary
$137.7M
Employees
5
Clients
26
Accounts
528
Firm Details
- Organization Type
- Corporation
- State of Formation
- Minnesota
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 24, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
| TIETEL, NICOLE, WINTER | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND INVESTMENT ADVISOR | E | Control |
Registrations
Federal
IA
Oct 24, 2025 REGISTERED
Notice Filings (7)
CA FL MA MN NE TX WI
Address
964 GRAND AVENUEST. PAUL, MN 55105
United States
Phone: (651) 414-5000