AEM ASSET MANAGEMENT, LLC
CRD #310360 SEC #801-119397 SOMERSET, NJ 973-714-6437
SEC Registered
Total AUM
$122.1M
Discretionary
$122.1M
Employees
2
Clients
0
Accounts
45
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| DUMONT, SUSAN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| ROSENBERG RICH BAKER BERMAN & COMPANY | DE | OWNER | D | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
| SCHWARTZ, ERIC, JASON | I | MANAGING MEMBER | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (3)
NJ NY PA
Address
265 DAVIDSON AVENUESUITE 210
SOMERSET, NJ 08873
United States
Phone: 973-714-6437