MARYGOLD & CO. ADVISORY SERVICES, LLC
CRD #310439 SEC #801-119523 WALNUT CREEK, CA 9252979465
SEC Registered
Total AUM
$30.7K
Discretionary
$0
Employees
11
Clients
--
Accounts
59
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- JUNE
- Registration Date
- --
- Latest Filing
- Jan 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CRUMBAUGH, STUART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRUMBAUGH, STUART | I | CHIEF FINANCIAL OFFICER | NA | Control |
| CRUMBAUGH, STUART | I | TREASURER | NA | Control |
| CRUMBAUGH, STUART | I | TREASURER | NA | Control |
| CRUMBAUGH, STUART | I | TREASURER | NA | Control |
| CRUMBAUGH, STUART | I | TREASURER | NA | Control |
| GERBER, NICHOLAS, DANIEL | I | CHIEF EXECUTIVE OFFICER, DIRECTOR | NA | Control |
| GERBER, NICHOLAS, DANIEL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERBER, NICHOLAS, DANIEL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERBER, NICHOLAS, DANIEL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERBER, NICHOLAS, DANIEL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| GERBER, NICHOLAS, DANIEL | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, DIRECTOR | NA | Control |
| NEIBERT, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| NEIBERT, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| NEIBERT, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| NEIBERT, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| NEIBERT, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| NEIBERT, DAVID, WAYNE | I | DIRECTOR | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | PRESIDENT, COO, CCO, SECRETARY, DIRECTOR | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | PRESIDENT, COO, SECRETARY, DIRECTOR | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | PRESIDENT, COO, SECRETARY, DIRECTOR | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | PRESIDENT, COO, SECRETARY, DIRECTOR | NA | Control |
| ROONEY, TIMOTHY, MICHAEL | I | PRESIDENT, COO, SECRETARY, DIRECTOR | NA | Control |
| MARYGOLD & CO. | DE | OWNER | E | Control |
| MARYGOLD & CO. | DE | OWNER | E | Control |
| MARYGOLD & CO. | DE | OWNER | E | Control |
| MARYGOLD & CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO. | DE | OWNER | E | Control |
| MARYGOLD AND CO., INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CONCIERGE TECHNOLOGIES, INC | DE | MARYGOLD AND CO. | E | Control |
| CONCIERGE TECHNOLOGIES, INC | DE | MARYGOLD AND CO. | E | Control |
| CONCIERGE TECHNOLOGIES, INC | DE | MARYGOLD AND CO. | E | Control |
| CONCIERGE TECHNOLOGIES, INC | DE | MARYGOLD AND CO. | E | Control |
| CONCIERGE TECHNOLOGIES, INC | DE | MARYGOLD AND CO. | E | Control |
| CONCIERGE TECHNOLOGIES, INC | DE | MARYGOLD AND CO. | E | Control |
| THE MARYGOLD COMPANIES, INC. | DE | MARYGOLD AND CO. | E | Control |
| THE MARYGOLD COMPANIES, INC. | DE | MARYGOLD AND CO., INC. | E | Control |
| THE MARYGOLD COMPANIES, INC. | DE | MARYGOLD AND CO. | E | Control |
| THE MARYGOLD COMPANIES, INC. | DE | MARYGOLD & CO. | E | Control |
| THE MARYGOLD COMPANIES, INC. | DE | MARYGOLD & CO. | E | Control |
| THE MARYGOLD COMPANIES, INC. | DE | MARYGOLD & CO. | E | Control |
Registrations
Federal
IA
Jan 25, 2025 REGISTERED
Notice Filings (15)
AZ CA CO FL GA IL MI NC NJ NY OH PA TX VA WA
Address
1850 MT. DIABLO BLVD,SUITE 640
WALNUT CREEK, CA 94596
United States
Phone: 9252979465