DALE Q. RICE INVESTMENT MANAGEMENT, LTD.
Legal name: DALE Q. RICE INVESTMENT MANAGEMENT
CRD #310614 SEC #801-123463 VANCOUVER, WA 360-693-7577
SEC Registered
Total AUM
$132.6M
Discretionary
$130.2M
Employees
4
Clients
--
Accounts
265
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| RICE, DALE, QUINTIN | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 13, 2025 REGISTERED
Notice Filings (4)
CA OR TX WA
Address
10000 NE 7TH AVENUE, #215VANCOUVER, WA 98685
United States
Phone: 360-693-7577