RETIREMENT PLANNING GROUP, LLC
CRD #310647 SEC #801-119537 MALTA, NY (518) 580-1919
SEC Registered
Total AUM
$282.8M
Discretionary
$282.8M
Employees
7
Clients
101
Accounts
1,430
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2025
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Cox, James, Thomas | I | CHIEF COMPLIANCE OFFICER AND WEALTH ADVISOR | NA | |
| Cox, James, Thomas | I | CHIEF COMPLIANCE OFFICER AND WEALTH ADVISOR | NA | |
| Cox, James, Thomas | I | CHIEF COMPLIANCE OFFICER AND WEALTH ADVISOR | NA | |
| Cox, James, Thomas | I | CHIEF COMPLIANCE OFFICER AND WEALTH ADVISOR | NA | |
| Kopyc, David, M | I | PRESIDENT | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT | E | Control |
| Kopyc, David, M | I | PRESIDENT | E | Control |
| Kopyc, David, M | I | PRESIDENT | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| Kopyc, David, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Nov 19, 2025 REGISTERED
Notice Filings (6)
FL MA NH NY PA TX
Address
2691 STATE ROUTE 9MALTA, NY 12020
United States
Phone: (518) 580-1919