PAUL GLOBAL ADVISORS LLC
CRD #310671 SEC #801-119580 SYOSSET, NY 516-584-6727
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| EKNOIAN, RICHARD, THOMAS | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| EKNOIAN, RICHARD, THOMAS | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| FONSECA, TROY, Savio | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| FONSECA, TROY, Savio | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| FONSECA, TROY, Savio | I | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| NISBET, PHILIP, ALEXANDER | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| NISBET, PHILIP, ALEXANDER | I | CHIEF OPERATIONS OFFICER AND DIRECTOR | NA | Control |
| PAUL, MANOJ, KUMAR | I | PRESIDENT | NA | Control |
| PAUL, MANOJ, KUMAR | I | PRESIDENT | NA | Control |
| PAUL, MANOJ, KUMAR | I | PRESIDENT | E | Control |
| WIA HOLDINGS, LLC | DE | DIRECT OWNER OF PAUL GLOBAL ADVISORS LLC | E | Control |
| WIA HOLDINGS, LLC | DE | DIRECT OWNER OF PAUL GLOBAL ADVISORS LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHARLESBANK CAPITAL PARTNERS GP, LLC | DE | CHARLESBANK CAPITAL PARTNERS, LLC | F | Control |
| CHARLESBANK CAPITAL PARTNERS GP, LLC | DE | CHARLESBANK CAPITAL PARTNERS, LLC | F | Control |
| CHARLESBANK EQUITY FUND IX GP, LIMITED PARTNERSHIP | DE | CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | F | Control |
| CHARLESBANK EQUITY FUND IX GP, LIMITED PARTNERSHIP | DE | CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | F | Control |
| CHOE, MICHAEL, WOOSUNG | I | CB CLOCKWORK PARENT LLC | F | Control |
| CHOE, MICHAEL, WOOSUNG | I | CHARLESBANK CAPITAL PARTNERS GP, LLC | F | Control |
| CHOE, MICHAEL, WOOSUNG | I | CB CLOCKWORK PARENT LLC | F | Control |
| CHOE, MICHAEL, WOOSUNG | I | CHARLESBANK CAPITAL PARTNERS GP, LLC | F | Control |
| EKNOIAN, RICHARD, THOMAS | I | CB CLOCKWORK PARENT LLC | F | Control |
| EKNOIAN, RICHARD, THOMAS | I | CB CLOCKWORK PARENT LLC | F | Control |
| KATZ, DAVID, L | I | CB CLOCKWORK PARENT LLC | F | Control |
| KATZ, DAVID, L | I | CB CLOCKWORK PARENT LLC | F | Control |
| KLEVENS, JOSHUA, AARON | I | CB CLOCKWORK PARENT LLC | F | Control |
| KLEVENS, JOSHUA, AARON | I | CB CLOCKWORK PARENT LLC | F | Control |
| NISBET, PHILIP, ALEXANDER | I | CB CLOCKWORK PARENT LLC | F | Control |
| NISBET, PHILIP, ALEXANDER | I | CB CLOCKWORK PARENT LLC | F | Control |
| Sheffer, David | I | CB CLOCKWORK PARENT LLC | F | Control |
| Sheffer, David | I | CB CLOCKWORK PARENT LLC | F | Control |
| CB CLOCKWORK MIDCO LLC | DE | WORLD ASSOCIATES HOLDINGS, LLC | E | Control |
| CB CLOCKWORK MIDCO LLC | DE | WORLD ASSOCIATES HOLDINGS, LLC | E | Control |
| CB CLOCKWORK PARENT LLC | DE | CB CLOCKWORK MIDCO LLC | E | Control |
| CB CLOCKWORK PARENT LLC | DE | CB CLOCKWORK MIDCO LLC | E | Control |
| CHARLESBANK CAPITAL PARTNERS LIMITED PARTNERSHIP | DE | CHARLESBANK CAPITAL PARTNERS, LLC | E | Control |
| CHARLESBANK CAPITAL PARTNERS LIMITED PARTNERSHIP | DE | CHARLESBANK CAPITAL PARTNERS, LLC | E | Control |
| CHARLESBANK CAPITAL PARTNERS, LLC | DE | CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | E | Control |
| CHARLESBANK CAPITAL PARTNERS, LLC | DE | CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | E | Control |
| CHARLESBANK EQUITY FUND IX GP, LLC | DE | CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | E | Control |
| CHARLESBANK EQUITY FUND IX GP, LLC | DE | CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | E | Control |
| CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | DE | CB CLOCKWORK PARENT LLC | E | Control |
| CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | DE | CB CLOCKWORK PARENT LLC | E | Control |
| WORLD ASSOCIATES HOLDINGS, LLC | DE | WIA HOLDINGS, LLC | E | Control |
| WORLD ASSOCIATES HOLDINGS, LLC | DE | WIA HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2021 REGISTERED
Notice Filings (3)
NJ NY TX
Address
6851 JERICHO TURNPIKESUITE 270
SYOSSET, NY 11791
United States
Phone: 516-584-6727