AEON GLOBAL ASSET MANAGEMENT LLC
CRD #310743 SEC #801-120116 NEW YORK, NY 315-616-3514
SEC Registered Private Funds
Total AUM
$55M
Discretionary
$0
Employees
3
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Partnership
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 21, 2021
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Albert, Charles, Forrest | I | CEO | NA | |
| Albert, Charles, Forrest | I | CEO | NA | |
| Albert, Charles, Forrest | I | CEO | NA | |
| BRANDT, STEPHEN, KENNETH | I | CCO | NA | |
| BRANDT, STEPHEN, KENNETH | I | CCO | NA | |
| BRANDT, STEPHEN, KENNETH | I | CCO | NA | |
| BRANDT, STEPHEN, KENNETH | I | CCO | NA | |
| BRODEUR, NORMAN, JOHN | I | CIO | NA | Control |
| PETINO, PIETRO, MICHAEL | I | COO | NA | |
| PETINO, PIETRO, MICHAEL | I | COO | NA | |
| PETINO, PIETRO, MICHAEL | I | COO | NA | |
| PETINO, PIETRO, MICHAEL | I | COO | NA | |
| AEON INC | DE | PARENT COMPANY | E | Control |
| AEON INC | DE | PARENT COMPANY | E | Control |
| AEON INC | DE | PARENT COMPANY | E | Control |
| AEON INC | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AEON HOLDINGS LLC | DE | AEON INC | E | |
| AEON HOLDINGS LLC | DE | AEON INC | E | |
| AEON HOLDINGS LLC | DE | AEON INC | E | |
| AEON HOLDINGS LLC | DE | AEON INC | E | |
| Lewis, Alan, David | I | AEON INC | C | |
| Lewis, Alan, David | I | AEON INC | C | |
| Lewis, Alan, David | I | AEON INC | C | |
| Lewis, Alan, David | I | AEON INC | C |
Registrations
Federal
IA
May 21, 2021 REGISTERED
Notice Filings (1)
NY
Address
144 EAST 44TH STREETUNIT 4 - LOWER LEVEL
NEW YORK, NY 10017
United States
Phone: 315-616-3514