FUTU WEALTH ADVISORS, INC.
CRD #310790 SEC #801-119635 PALO ALTO, CA 650-798-5700
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CATARROJA, ALEX, M. | I | ADVISORY PRINCIPAL | NA | Control |
| CATARROJA, ALEX, M. | I | ADVISORY PRINCIPAL | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Chan, Wing Kei | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| Sharma, Vickramjit | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| TICKEL, GARY, ARNOLD | I | ADVISORY PRINCIPAL | NA | Control |
| TICKEL, GARY, ARNOLD | I | ADVISORY PRINCIPAL | NA | Control |
| TICKEL, GARY, ARNOLD | I | ADVISORY PRINCIPAL | NA | Control |
| TICKEL, GARY, ARNOLD | I | ADVISORY PRINCIPAL | NA | Control |
| TICKEL, GARY, ARNOLD | I | ADVISORY PRINCIPAL | NA | Control |
| TICKEL, GARY, ARNOLD | I | ADVISORY PRINCIPAL | NA | Control |
| TICKEL, GARY, ARNOLD | I | ADVISORY PRINCIPAL | NA | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
| FUTU US, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| FUTU HOLDINGS LTD | FE | FUTU US, INC. | E | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C | |
| LERA INFINITY LIMITED TRUST | FE | FUTU HOLDINGS LTD | C |
Registrations
Federal
IA
Jan 31, 2024 REGISTERED
Notice Filings (1)
CA
Address
550 S CALIFORNIA AVESUITE 200
PALO ALTO, CA 94306
United States
Phone: 650-798-5700