CERTEZA FUND ADVISORS LLC
CRD #310848 SEC #801-119809 PROVIDENCE, UT 435-244-3555
SEC Registered
Total AUM
$20.2M
Discretionary
$20.2M
Employees
3
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| JENSEN, MELVIN, BRETT | I | CFO/CONTROLLER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MACFARLANE, JAMES, HENRY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | NA | Control |
| NELSON, BRETT, RONALD | I | CHIEF INVESTMENT OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF EXECUTIVE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAYNE, CHRISTOPHER, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| SHARP, PATRICK, WAYNE | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
| CERTEZA ASSET MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | E | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | E | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | E | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
| NELSON, BRETT, RONALD | I | CERTEZA ASSET MANAGEMENT LLC | D | Control |
Registrations
Federal
IA
Mar 30, 2023 REGISTERED
Notice Filings (1)
UT
Address
565 W 465 NSUITE 150
PROVIDENCE, UT 84332
United States
Phone: 435-244-3555