COPPERWOOD FINANCIAL, INC.
Legal name: COPPERWOOD FINANCIAL
CRD #310859 SEC #801-134875 BURR RIDGE, IL 630-581-8998
SEC Registered Disclosures
Total AUM
$108.4M
Discretionary
$108.1M
Employees
3
Clients
101
Accounts
748
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GATZ, LAWRENCE, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GATZ, LAWRENCE, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GATZ, LAWRENCE, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GATZ, LAWRENCE, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GATZ, LAWRENCE, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GATZ, LAWRENCE, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| GATZ, LAWRENCE, EDWARD | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Dec 8, 2025 REGISTERED
Notice Filings (8)
FL GA IL KY NC TN TX WI
Address
745 MCCLINTOCK DR.SUITE 308
BURR RIDGE, IL 60527
United States
Phone: 630-581-8998