NFJ INVESTMENT GROUP, LLC
CRD #310902 SEC #801-119686 DALLAS, TX 214-754-1780
SEC Registered
Total AUM
$3.4B
Discretionary
$3.4B
Employees
10
Clients
--
Accounts
739
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 0
- LEI
- 5493002JLXL64MHMJT61
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALMANZA, PATTI, SUE | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| ANGERTHAL, MICHAEL, AARON | I | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| AYLWARD, GEORGE, ROBERT | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| CARNEY, MATTHEW, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARNEY, MATTHEW, B | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| HILLS, WENDY, JACQUELINE | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| MOWREY, JOHN, REID | I | EXECUTIVE MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| PURKALITIS, ANDRA, CYNTHIA | I | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | NA | Control |
| ROSSON, JOSIE, CLEMONS | I | CHIEF COMPLIANCE OFFICER | NA | |
| ROSSON, JOSIE, CLEMONS | I | CHIEF COMPLIANCE OFFICER | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| SMIRL, RICHARD, WILLIAM | I | EXECUTIVE VICE PRESIDENT | NA | |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
| VIRTUS PARTNERS, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
| VIRTUS INVESTMENT PARTNERS, INC. | DE | VIRTUS PARTNERS, INC. | E | Control |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
2100 ROSS AVENUE, SUITE 700DALLAS, TX 75201
United States
Phone: 214-754-1780