RIA Intelligence

THE ROXBOROUGH GROUP, LLC

Legal name: THE ROXBOROUGH GROUP

CRD #310949 SEC #801-120086 SAN FRANCISCO, CA 415-728-0792
SEC Registered Private Funds
Total AUM
$626.9M
Discretionary
$626.9M
Employees
12
Clients
--
Accounts
5

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Baxter, Charles, BakerITRUSTEENA Control
Baxter, Charles, BakerITRUSTEENA Control
Baxter, Charles, BakerITRUSTEENA Control
Baxter, Charles, BakerITRUSTEENA Control
Baxter, Charles, BakerITRUSTEENA Control
Baxter, Charles, BakerITRUSTEE OF THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18, 2021NA
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNER, TRUSTEE OF THE 2007 PERRIN REVOCABLE TRUSTNA Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
PERRIN, JOHN, MARCIFOUNDER AND MANAGING PARTNERE Control
2007 PERRIN REVOCABLE TRUSTDEMEMBERD Control
THE PERRIN 2021 IRREVOCABLE TRUSTDEMEMBERB
THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021DEMEMBERB
THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021DEMEMBERB
THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021DEMEMBERB
THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021DEMEMBERB
THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021DEMEMBERB
THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021DEMEMBERB
THE PERRIN 2021 IRREVOCABLE TRUST DATED OCTOBER 18 2021DEMEMBERB
CALLAHAN, JOSHUA, DAVIDIMEMBERA
Ferensen, Chenxing, ZhuICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERA Control
MCCORMICK, MATTHEW, CHARLESIMEMBERA

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
PERRIN, JOHN, MARCITHE PERRIN 2021 IRREVOCABLE TRUSTE

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (1)

CA

Address

ONE BUSH STREET
SUITE 1450
SAN FRANCISCO, CA 94104
United States
Phone: 415-728-0792