HERON BAY CAPITAL, LLC
CRD #311176 SEC #801-119783 STAMFORD, CT 203-326-6763
SEC Registered
Total AUM
$100M
Discretionary
$100M
Employees
4
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 29, 2020
- Branch Offices
- 0
- LEI
- 254900RDAAMLS4OB7V06
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARDONG, STEVEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARDONG, STEVEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARDONG, STEVEN, FRANCIS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GREENWALD, CRAIG, JAY | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENWALD, CRAIG, JAY | I | CHIEF FINANCIAL OFFICER | NA | |
| GREENWALD, CRAIG, JAY | I | CHIEF FINANCIAL OFFICER | NA | |
| GAMBINO, SEAN, JAMES | I | MANAGING MEMBER, CIO, PORTFOLIO MANAGER | E | Control |
| GAMBINO, SEAN, JAMES | I | MANAGING MEMBER, CIO, PORTFOLIO MANAGER | E | Control |
| GAMBINO, SEAN, JAMES | I | MANAGING MEMBER, CIO, PORTFOLIO MANAGER | E | Control |
Registrations
Federal
IA
Oct 29, 2020 REGISTERED
Address
262 HARBOR DRIVE2ND FLOOR
STAMFORD, CT 06902-7438
United States
Phone: 203-326-6763