CARROLL INVESTORS, INC.
CRD #311180 SEC #801-119870 MT PLEASANT, SC 843-352-4963
SEC Registered
Total AUM
$213.3M
Discretionary
$213.3M
Employees
3
Clients
0
Accounts
305
Firm Details
- Organization Type
- Corporation
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| HOWE, MARIA, MARTINO | I | CHIEF COMPLIANCE OFFICER | NA | |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
| CARROLL, STEPHEN, DARRYL | I | PRESIDENT/CEO | E | Control |
Registrations
Federal
IA
Mar 19, 2025 REGISTERED
Notice Filings (4)
NC NY SC TX
Address
1036 LANSING DRSUITE 102
MT PLEASANT, SC 29464
United States
Phone: 843-352-4963