RIA Intelligence

ELISE CAPITAL MANAGEMENT LLC

CRD #311330 SEC #802-120056 ALBANY, NY 1-917-653-9875
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
--
State of Formation
--
Fiscal Year End
--
Registration Date
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Latest Filing
Jan 31, 2024
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MOCHIZUKI, KENJIICHIEF COMPLIANCE OFFICERNA Control
MOCHIZUKI, KENJIICHIEF COMPLIANCE OFFICERNA Control
MOCHIZUKI, KENJIICHIEF TECHNOLOGY OFFICERNA Control
MOCHIZUKI, KENJIICHIEF TECHNOLOGY OFFICERNA Control
MOCHIZUKI, KENJIICHIEF TECHNOLOGY OFFICERNA Control
Mochizuki, EliseICHIEF EXECUTIVE OFFICERNA Control
Mochizuki, EliseICHIEF EXECUTIVE OFFICERNA Control
Mochizuki, EliseICHIEF COMPLIANCE OFFICERNA Control
Mochizuki, EliseICHIEF COMPLIANCE OFFICERNA Control
Mochizuki, EliseICHIEF COMPLIANCE OFFICERNA Control
ELISE CAPITAL LLCDEMEMBERE Control
ELISE CAPITAL LLCDEMEMBERE Control
ELISE CAPITAL LLCDEMEMBERE Control
ELISE CAPITAL LLCDEMEMBERE Control
ELISE CAPITAL LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ELISE SECURITIES INC.DEELISE CAPITAL LLCE Control
ELISE SECURITIES INC.DEELISE CAPITAL LLCE Control
ELISE SECURITIES INC.DEELISE CAPITAL LLCE Control
ELISE SECURITIES INC.DEELISE CAPITAL LLCE Control
ELISE SECURITIES INC.DEELISE CAPITAL LLCE Control

Registrations

Federal

ERA
Jan 31, 2024 REGISTERED

Address

418 BROADWAY
SUITE Y
ALBANY, NY 12207
United States
Phone: 1-917-653-9875