RIA Intelligence

DIVERSY ADVISORY SERVICES, LLC

CRD #311493 SEC #801-120985 SAN DIEGO, CA 858-430-8528
SEC Registered
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 19, 2022
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
LEWIS, ALAN, ROBERTSONICHIEF COMPLIANCE OFFICERNA Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control
DIVERSYFUND, INC.DESOLE MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
Cecilio, Craig, XanderIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control
LEWIS, ALAN, ROBERTSONIDIVERSYFUND, INC.C Control

Registrations

Federal

IA
May 19, 2022 REGISTERED

Notice Filings (50)

AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV

Address

750 B ST
SUITE 1930
SAN DIEGO, CA 92101
United States
Phone: 858-430-8528