DRI CAPITAL (US), INC.
CRD #311678 SEC #801-120083 SHORT HILLS, NJ 908-577-2968
SEC Registered
Total AUM
$520.1M
Discretionary
$0
Employees
10
Clients
0
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 27, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWEN, FAITH, MARIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Ely, Matthew | I | SECRETARY | NA | Control |
| Ely, Matthew | I | SECRETARY | NA | Control |
| Ely, Matthew | I | SECRETARY | NA | Control |
| Ely, Matthew | I | ACTING CHIEF COMPLIANCE OFFICER | NA | Control |
| Ely, Matthew | I | PRESIDENT | NA | Control |
| Ely, Matthew | I | PRESIDENT | NA | Control |
| HEDAYAT, ALI, GHOLI | I | ACTING PRESIDENT | NA | Control |
| HEDAYAT, ALI, GHOLI | I | ACTING PRESIDENT | NA | Control |
| HEDAYAT, ALI, GHOLI | I | ACTING PRESIDENT | NA | Control |
| Herold, Joel, Frederick | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Herold, Joel, Frederick | I | CHIEF LEGAL OFFICER | NA | Control |
| Herold, Joel, Frederick | I | CHIEF LEGAL OFFICER | NA | Control |
| Herold, Joel, Frederick | I | CHIEF LEGAL OFFICER | NA | Control |
| Herold, Joel, Frederick | I | CHIEF LEGAL OFFICER | NA | Control |
| Herold, Joel, Frederick | I | CHIEF LEGAL OFFICER | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| KHOSROWSHAHI, BEHZAD | I | PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Khosrowshahi, Golnar | I | DIRECTOR AND VICE PRESIDENT | NA | Control |
| Mawani, Zaheed | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mawani, Zaheed | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Mawani, Zaheed | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pals, Heather, Christine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pals, Heather, Christine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Pals, Heather, Christine | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SPIVAK, DAVID, JASON | I | SECRETARY, TREASURER AND VICE PRESIDENT | NA | Control |
| SPIVAK, DAVID, JASON | I | SECRETARY, TREASURER AND VICE PRESIDENT | NA | Control |
| SPIVAK, DAVID, JASON | I | SECRETARY, TREASURER AND VICE PRESIDENT | NA | Control |
| SPIVAK, DAVID, JASON | I | SECRETARY, TREASURER AND VICE PRESIDENT | NA | Control |
| SPIVAK, DAVID, JASON | I | SECRETARY, TREASURER AND VICE PRESIDENT | NA | Control |
| SPIVAK, DAVID, JASON | I | SECRETARY, TREASURER AND VICE PRESIDENT | NA | Control |
| Yurik, Norm | I | PRESIENT AND TREASURER | NA | Control |
| Yurik, Norm | I | DIRECTOR, PRESIDENT AND TREASURER | NA | Control |
| Yurik, Norm | I | DIRECTOR, PRESIDENT AND TREASURER | NA | Control |
| Yurik, Norm | I | VICE PRESIDENT, FINANCE | NA | Control |
| Yurik, Norm | I | VICE PRESIDENT, FINANCE | NA | Control |
| Yurik, Norman, Randall | I | VICE PRESIDENT | NA | Control |
| Yurik, Norman, Randall | I | VICE PRESIDENT | NA | Control |
| Yurik, Norman, Randall | I | VICE PRESIDENT | NA | Control |
| Yurik, Norman, Randall | I | VICE PRESIDENT | NA | Control |
| Yurik, Norman, Randall | I | VICE PRESIDENT | NA | Control |
| Yurik, Norman, Randall | I | VICE PRESIDENT | NA | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
| DRI CAPITAL INC. | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| KHOSROWSHAHI, HASSAN | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| KHOSROWSHAHI, Nezhat | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| KHOSROWSHAHI, Nezhat | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| KHOSROWSHAHI, Nezhat | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| KHOSROWSHAHI, Nezhat | I | THE KHOSROWSHAHI (2023) FAMILY TRUST | F | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| ARARAT HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| KHOSROWSHAHI, HASSAN | I | PERSIS HOLDINGS LTD. | E | Control |
| KHOSROWSHAHI, HASSAN | I | PERSIS HOLDINGS LTD. | E | Control |
| KHOSROWSHAHI, HASSAN | I | PERSIS HOLDINGS LTD. | E | Control |
| KHOSROWSHAHI, HASSAN | I | PERSIS HOLDINGS LTD. | E | Control |
| KHOSROWSHAHI, HASSAN | I | PERSIS HOLDINGS LTD. | E | Control |
| KHOSROWSHAHI, HASSAN | I | PERSIS HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | WESBILD HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | WESBILD HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | WESBILD HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | WESBILD HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | WESBILD HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | WESBILD HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | WESBILD HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| PERSIS HOLDINGS LTD. | FE | ARARAT HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI (2023) FAMILY TRUST | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI (2023) FAMILY TRUST | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI (2023) FAMILY TRUST | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI (2023) FAMILY TRUST | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | FE | PERSIS HOLDINGS LTD. | E | Control |
| THE KHOSROWSHAHI JOINT SPOUSAL TRUST (2021) | FE | PERSIS HOLDINGS LTD. | E | Control |
| WESBILD HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| WESBILD HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| WESBILD HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| WESBILD HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| WESBILD HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| WESBILD HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
| WESBILD HOLDINGS LTD. | FE | DRI CAPITAL INC. | E | Control |
Registrations
Federal
IA
Jun 27, 2025 REGISTERED
Notice Filings (2)
FL NY
Address
101 JFK PARKWAY, 3RD FLOORSUITE 3
SHORT HILLS, NJ 07078
United States
Phone: 908-577-2968