FUND MANAGEMENT AT ENGINE NO. 1 LLC
CRD #311877 SEC #801-121289 SAN FRANCISCO, CA 628-251-1222
SEC Registered
Total AUM
$448.6M
Discretionary
$448.6M
Employees
33
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2023
- Branch Offices
- 1
- LEI
- 5493008542M378T5EZ48
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRANCIO, JENNIFER, LISA | I | MANAGING DIRECTOR | NA | Control |
| GRANCIO, JENNIFER, LISA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRANCIO, JENNIFER, LISA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRANCIO, JENNIFER, LISA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRANCIO, JENNIFER, LISA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRANCIO, JENNIFER, LISA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GRANCIO, JENNIFER, LISA | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KAVROS, ELLI, NICKI | I | MANAGING DIRECTOR, OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KAVROS, ELLI, NICKI | I | MANAGING DIRECTOR, OPERATIONS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| KAVROS, ELLI, NICKI | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KAVROS, ELLI, NICKI | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KAVROS, ELLI, NICKI | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KAVROS, ELLI, NICKI | I | MANAGING DIRECTOR, OPERATIONS | NA | Control |
| KIM-SUK, SANDRA, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KIM-SUK, SANDRA, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KIM-SUK, SANDRA, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KIM-SUK, SANDRA, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KIM-SUK, SANDRA, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| REID, FITZANN, RUBY | I | HEAD OF LEGAL ETFS AND CHIEF COMPLIANCE OFFICER | NA | Control |
| SAINT-VICTOR, NICK | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| SAINT-VICTOR, NICK, NMN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| SAINT-VICTOR, NICK, NMN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| SAINT-VICTOR, NICK, NMN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| SAINT-VICTOR, NICK, NMN | I | GENERAL COUNSEL | NA | Control |
| SWIFT, DAVID, PAINE | I | CHIEF OPERATING OFFICER | NA | Control |
| SWIFT, DAVID, PAINE | I | CHIEF OPERATING OFFICER | NA | Control |
| SWIFT, DAVID, PAINE | I | CHIEF OPERATING OFFICER | NA | Control |
| SWIFT, DAVID, PAINE | I | CHIEF OPERATING OFFICER | NA | Control |
| SWIFT, DAVID, PAINE | I | CHIEF OPERATING OFFICER | NA | Control |
| ENGINE NO. 1 LLC | DE | MANAGING MEMBER | E | Control |
| ENGINE NO. 1 LLC | DE | MANAGING MEMBER | E | Control |
| ENGINE NO. 1 LLC | DE | MANAGING MEMBER | E | Control |
| ENGINE NO. 1 LLC | DE | MANAGING MEMBER | E | Control |
| ENGINE NO. 1 LLC | DE | MANAGING MEMBER | E | Control |
| ENGINE NO. 1 LLC | DE | MANAGING MEMBER | E | Control |
| ENGINE NO. 1 MANAGEMENT LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ENGINE NO. 1 GP LLC | DE | ENGINE NO. 1 LP | F | Control |
| ENGINE NO. 1 GP LLC | DE | ENGINE NO. 1 LP | F | Control |
| ENGINE NO. 1 GP LLC | DE | ENGINE NO. 1 LP | F | Control |
| ENGINE NO. 1 GP LLC | DE | ENGINE NO. 1 LP | F | Control |
| ENGINE NO. 1 GP LLC | DE | ENGINE NO. 1 LP | F | Control |
| ENGINE NO. 1 GP LLC | DE | ENGINE NO. 1 LP | F | Control |
| ENGINE NO. 1 GP LLC | DE | ENGINE NO. 1 LP | F | Control |
| ENGINE NO. 1 LP | DE | ENGINE NO. 1 MANAGEMENT LLC | E | Control |
| ENGINE NO. 1 LP | DE | ENGINE NO. 1 LLC | E | Control |
| ENGINE NO. 1 LP | DE | ENGINE NO. 1 LLC | E | Control |
| ENGINE NO. 1 LP | DE | ENGINE NO. 1 LLC | E | Control |
| ENGINE NO. 1 LP | DE | ENGINE NO. 1 LLC | E | Control |
| ENGINE NO. 1 LP | DE | ENGINE NO. 1 LLC | E | Control |
| ENGINE NO. 1 LP | DE | ENGINE NO. 1 LLC | E | Control |
| JAMES, CHRISTOPHER, MEDLOCK | I | ENGINE NO. 1 LP | E | Control |
| JAMES, CHRISTOPHER, MEDLOCK | I | ENGINE NO. 1 LP | E | Control |
| JAMES, CHRISTOPHER, MEDLOCK | I | ENGINE NO. 1 LP | E | Control |
| JAMES, CHRISTOPHER, MEDLOCK | I | ENGINE NO. 1 LP | E | Control |
| JAMES, CHRISTOPHER, MEDLOCK | I | ENGINE NO. 1 LP | E | Control |
| JAMES, CHRISTOPHER, MEDLOCK | I | ENGINE NO. 1 LP | E | Control |
| JAMES, CHRISTOPHER, MEDLOCK | I | ENGINE NO. 1 LP | E | Control |
Registrations
Federal
IA
Mar 31, 2023 REGISTERED
Notice Filings (1)
CA
Address
710 SANSOME STREETSAN FRANCISCO, CA 94111
United States
Phone: 628-251-1222