CARDEA CAPITAL GROUP, INC.
CRD #311932 SEC #801-120046 ATLANTA, GA 770-977-7779
SEC Registered
Total AUM
$22.4M
Discretionary
$21.1M
Employees
2
Clients
1
Accounts
28
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2024
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | SECRETARY | NA | Control |
| BORCHARDT, KENDALL, SAVAGE | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HURD, JONATHAN, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JACKSON, KENNETH, R | I | CHIEF OPERATING OFFICER | NA | Control |
| JACKSON, KENNETH, R | I | CHIEF OPERATING OFFICER | NA | Control |
| JACKSON, KENNETH, R | I | CHIEF OPERATING OFFICER | NA | Control |
| JACKSON, KENNETH, R | I | CHIEF OPERATING OFFICER | NA | Control |
| KING, TOMIKA, B | I | CHIEF OPERATING OFFICER | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, TOMIKA, B | I | CHIEF OPERATING OFFICER | CHIEF COMPLIANCE OFFICER | NA | Control |
| KING, TOMIKA, B | I | CHIEF OPERATING OFFICER | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LAROCCO, CAROLYN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PHILP, STEPHEN, DAIN | I | CCO | NA | Control |
| PHILP, STEPHEN, DAIN | I | CCO | NA | Control |
| PHILP, STEPHEN, DAIN | I | CCO | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Raez, Alfredo | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WOOD, CHARLES, BRYAN | I | CCO/COO | NA | Control |
| WOOD, CHARLES, BRYAN | I | CCO/COO | NA | Control |
| WOOD, CHARLES, BRYAN | I | CCO | NA | Control |
| WOOD, CHARLES, BRYAN | I | CCO | NA | Control |
| WOOD, CHARLES, BRYAN | I | CCO/COO | NA | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| CARDEA HOLDINGS USA LLC | DE | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WARING, JORDAN, WHITNEY | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | CHIEF EXECUTIVE OFFICER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
| WARING, JORDAN, WHITNEY | I | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| CARDEA CORPORATE HOLDINGS, INC. | DE | CARDEA HOLDINGS USA LLC | E | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
| WARING, JORDAN, WHITNEY | I | CARDEA CORPORATE HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Mar 30, 2024 REGISTERED
Notice Filings (7)
CO CT FL GA LA NC PA
Address
3350 RIVERWOOD PARKWAYSUITE 2215
ATLANTA, GA 30339
United States
Phone: 770-977-7779