FINDEC WEALTH SERVICES, INC.
CRD #311949 SEC #801-120139 STOCKTON, CA 209-957-7413
SEC Registered
Total AUM
$770.6M
Discretionary
$770.6M
Employees
4
Clients
101
Accounts
1,435
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| HEROLD, KENNETH, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, MICHAEL, E | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | NA | Control |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MAHONEY, KEVIN, EUGENE | I | BUSINESS DEVELOPMENT OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRIS, RAQUEL, TANICA | I | CHIEF OPERATIONS OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| TEIGEN, TOLEN, CLEMENT | I | CHIEF INVESTMENT OFFICER | NA | |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
| FINDEC CO. | DE | PARENT COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| LEE, MICHAEL, E | I | FINDEC CO. | D | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
| MAHONEY, KEVIN, EUGENE | I | FINDEC CO. | C | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (18)
AZ CA CO FL ID IL LA MA MN NE NM NV NY OK OR SC TX WA
Address
1776 W. MARCH LANESUITE 190
STOCKTON, CA 95207
United States
Phone: 209-957-7413