RIA Intelligence

ENGINE NO.1 LLC

CRD #311998 SEC #801-120068 SAN FRANCISCO, CA 628-251-1222
SEC Registered Private Funds
Total AUM
$299.9M
Discretionary
$299.9M
Employees
33
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2023
Branch Offices
1
LEI
549300H6STS37HCKN612

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GRANCIO, JENNIFER, LISAIMANAGING DIRECTORNA Control
GRANCIO, JENNIFER, LISAIMANAGING DIRECTORNA Control
GRANCIO, JENNIFER, LISAIMANAGING DIRECTORNA Control
GRANCIO, JENNIFER, LISAICHIEF EXECUTIVE OFFICERNA Control
GRANCIO, JENNIFER, LISAICHIEF EXECUTIVE OFFICERNA Control
GRANCIO, JENNIFER, LISAICHIEF EXECUTIVE OFFICERNA Control
GRANCIO, JENNIFER, LISAICHIEF EXECUTIVE OFFICERNA Control
GRANCIO, JENNIFER, LISAICHIEF EXECUTIVE OFFICERNA Control
KAVROS, ELLI, NICKIIMANAGING DIRECTOR, OPERATIONS AND CHIEF COMPLIANCE OFFICERNA Control
KAVROS, ELLI, NICKIIMANAGING DIRECTOR, OPERATIONS AND CHIEF COMPLIANCE OFFICERNA Control
KAVROS, ELLI, NICKIIMANAGING DIRECTOR, OPERATIONS AND CHIEF COMPLIANCE OFFICERNA Control
KAVROS, ELLI, NICKIIMANAGING DIRECTOR, OPERATIONS AND CHIEF COMPLIANCE OFFICERNA Control
KAVROS, ELLI, NICKIIMANAGING DIRECTOR, OPERATIONSNA Control
KAVROS, ELLI, NICKIIMANAGING DIRECTOR, OPERATIONSNA Control
KAVROS, ELLI, NICKIIMANAGING DIRECTOR, OPERATIONSNA Control
KIM-SUK, SANDRA, ANNICHIEF FINANCIAL OFFICERNA Control
KIM-SUK, SANDRA, ANNICHIEF FINANCIAL OFFICERNA Control
KIM-SUK, SANDRA, ANNICHIEF FINANCIAL OFFICERNA Control
KIM-SUK, SANDRA, ANNICHIEF FINANCIAL OFFICERNA Control
SAINT-VICTOR, NICKIGENERAL COUNSEL & CHIEF COMPLIANCE OFFICERNA Control
SAINT-VICTOR, NICK, NMNIGENERAL COUNSEL & CHIEF COMPLIANCE OFFICERNA Control
SAINT-VICTOR, NICK, NMNIGENERAL COUNSEL & CHIEF COMPLIANCE OFFICERNA Control
SAINT-VICTOR, NICK, NMNIGENERAL COUNSEL & CHIEF COMPLIANCE OFFICERNA Control
SWIFT, DAVID, PAINEIMANAGING DIRECTORNA Control
SWIFT, DAVID, PAINEIMANAGING DIRECTORNA Control
SWIFT, DAVID, PAINEIMANAGING DIRECTORNA Control
SWIFT, DAVID, PAINEIMANAGING DIRECTORNA Control
SWIFT, DAVID, PAINEICHIEF OPERATING OFFICERNA Control
SWIFT, DAVID, PAINEICHIEF OPERATING OFFICERNA Control
SWIFT, DAVID, PAINEICHIEF OPERATING OFFICERNA Control
SWIFT, DAVID, PAINEICHIEF OPERATING OFFICERNA Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control
ENGINE NO. 1 LPDEMANAGING MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
ENGINE NO. 1 GP LLCDEENGINE NO. 1 LPF Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control
JAMES, CHRISTOPHER, MEDLOCKIENGINE NO. 1 LPE Control

Registrations

Federal

IA
Mar 31, 2023 REGISTERED

Notice Filings (1)

CA

Address

710 SANSOME STREET
SAN FRANCISCO, CA 94111
United States
Phone: 628-251-1222