ESSEX ADVISORY LLC
Legal name: ESSEX ADVISORY
CRD #312140 SEC #801-120189 NEW YORK, NY 2126249200
SEC Registered
Total AUM
$19.8M
Discretionary
$18.7M
Employees
2
Clients
0
Accounts
40
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 3, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GUPTA, PRAKASH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| ES GROUP, INC. | DE | MEMBER | E | Control |
| GUPTA, PRAKASH | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
| GUPTA, PRAKASH | I | ES GROUP, INC. | F | Control |
Registrations
Federal
IA
Aug 3, 2022 REGISTERED
Notice Filings (4)
FL IN NJ NY
Address
902 BROADWAYFLOOR 6
NEW YORK, NY 10010
United States
Phone: 2126249200