VALLEY FINANCIAL GROUP, INC.
Legal name: VALLEY FINANCIAL GROUP
CRD #312254 SEC #801-120325 AMBLER, PA 215-947-9190
SEC Registered Broker-Dealer
Total AUM
$237.9M
Discretionary
$237.9M
Employees
6
Clients
251
Accounts
821
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BETSCH, FRANK, MICHAEL | I | PRINCIPAL | NA | |
| BETSCH, FRANK, MICHAEL | I | PRINCIPAL | NA | |
| BETSCH, FRANK, MICHAEL | I | PRINCIPAL | NA | |
| BETSCH, FRANK, MICHAEL | I | PRINCIPAL | NA | |
| BETSCH, FRANK, MICHAEL | I | PRINCIPAL | NA | |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | NA | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | NA | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | NA | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | NA | Control |
| SWAYZE, ASHLEIGH, COOPER | I | CHIEF COMPLIANCE OFFICER | E | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | E | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | E | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | E | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | E | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | E | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | D | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | D | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | D | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | D | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | D | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | D | Control |
| MCGARRY, KEVIN, STEVEN | I | PRINCIPAL | D | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | D | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | D | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | D | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | D | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | D | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | D | Control |
| WOEHLCKE, EDWARD, STANLEY | I | MANAGING MEMBER/CCO | D | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (4)
FL NH NJ PA
Address
311 LINDENWOLD AVEAMBLER, PA 19002
United States
Phone: 215-947-9190