STAVIS & COHEN PRIVATE WEALTH, LLC
CRD #312366 SEC #801-120239 HOUSTON, TX 713-275-7750
SEC Registered
Total AUM
$753.8M
Discretionary
$679.9M
Employees
23
Clients
26
Accounts
1,175
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| BOUILLION, SHELLI, PAKEBUSCH | I | ADVISOR | NA | |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COHEN, HARRY, EDWARD | I | CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| GU, JUN | I | PORTFOLIO MANAGER | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | Control |
| HIRSCH, DUANE, MICHAEL | I | LEAD ADVISOR | NA | Control |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | Control |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | Control |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | Control |
| LYONS, ALLISON, ANNE | I | LEAD ADVISOR AND SVP OF ADVISORY SERVICE | NA | Control |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MCCULLY, KYLE, JAMES | I | CHIEF BUSINESS DEVELOPMENT OFFICER | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| MURPHY-BELGER, DIANA, DALE | I | SVP OF INVESTMENT OPERATIONS | NA | |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| STAVIS, DEBORAH, MCCULLY | I | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | NA | Control |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| TOLUNAY, KAYLA, ALEXANDRA | I | ADVISOR | NA | |
| CI PRIVATE WEALTH US, LLC | DE | LLC MEMBER/OWNER | E | Control |
| CI PRIVATE WEALTH US, LLC | DE | LLC MEMBER/OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | LLC MEMBER/OWNER | E | Control |
| CI PRIVATE WEALTH US, LLC | DE | LLC MEMBER/OWNER | C | Control |
| SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | DE | LLC MEMBER/OWNER | C | Control |
| SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | DE | LLC MEMBER/OWNER | C | Control |
| SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | DE | LLC MEMBER/OWNER | C | Control |
| SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | DE | LLC MEMBER/OWNER | C | Control |
| SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | DE | LLC MEMBER/OWNER | C | Control |
| SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | DE | LLC MEMBER/OWNER | C | Control |
| SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | DE | LLC MEMBER/OWNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC. | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS, INC. | DE | CI US, LLC | E | Control |
| CI US HOLDINGS, INC. | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
| STAVIS, DEBORAH, MCCULLY | I | SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | D | Control |
| STAVIS, DEBORAH, MCCULLY | I | SCF PRIVATE WEALTH HOLDINGS LLC FKA STAVIS & COHEN FINANCIAL LLC | D | Control |
| COHEN, HARRY, EDWARD | I | CI PRIVATE WEALTH US, LLC | C | |
| STAVIS, DEBORAH, MCCULLY | I | CI PRIVATE WEALTH US, LLC | C |
Registrations
Federal
IA
Jan 31, 2023 REGISTERED
Notice Filings (5)
CA CO LA TX WA
Address
1330 POST OAK BOULEVARDSUITE 2190
HOUSTON, TX 77056
United States
Phone: 713-275-7750