REGENCY CAPITAL MANAGEMENT INC.
CRD #312435 SEC #801-120277 HONOLULU, HI 808-451-3193
SEC Registered Private Funds
Total AUM
$303.8M
Discretionary
$303.8M
Employees
4
Clients
51
Accounts
327
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MALLET, ARTHUR, JACQUES | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MALLET, ARTHUR, JACQUES | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MALLET, ARTHUR, JACQUES | I | PRESIDENT, COO, CCO | NA | Control |
| MALLET, ARTHUR, JACQUES | I | PRESIDENT, COO, CCO | NA | Control |
| MALLET, ARTHUR, JACQUES | I | PRESIDENT, COO, CCO | NA | Control |
| MALLET, ARTHUR, JACQUES | I | PRESIDENT, COO, CCO | NA | Control |
| MALLET, ARTHUR, JACQUES | I | PRESIDENT, COO, CCO | NA | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| REGENCY ACQUISITIONS LLC | DE | MEMBER | E | Control |
| ROSE, NEIL, T. | I | CEO, CCO | D | Control |
| ROSE, NEIL, T. | I | CEO, CCO | D | Control |
| ROSE, NEIL, T. | I | CEO, CCO | D | Control |
| ROSE, NEIL, T. | I | CEO, CCO | D | Control |
| ROSE, NEIL, T. | I | CEO, CCO | D | Control |
| ROSE, NEIL, T. | I | CEO, CCO | D | Control |
| ROSE, NEIL, T. | I | CEO | D | Control |
| ROSE, NEIL, T. | I | CEO | D | Control |
| ROSE, NEIL, T. | I | CEO | D | Control |
| ROSE, NEIL, T. | I | CEO | D | Control |
| ROSE, NEIL, T. | I | CEO | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROSE, NEIL, TAYLOR | DE | REGENCY ACQUISITIONS LLC | D | Control |
| ROSE, NEIL, TAYLOR | DE | REGENCY ACQUISITIONS LLC | D | Control |
| ROSE, NEIL, TAYLOR | DE | REGENCY ACQUISITIONS LLC | D | Control |
| ROSE, NEIL, TAYLOR | DE | REGENCY ACQUISITIONS LLC | D | Control |
| ROSE, NEIL, TAYLOR | DE | REGENCY ACQUISITIONS LLC | D | Control |
| ROSE, NEIL, TAYLOR | DE | REGENCY ACQUISITIONS LLC | D | Control |
Registrations
Federal
IA
Mar 11, 2025 REGISTERED
Notice Filings (2)
HI WA
Address
1001 BISHOP STREETSUITE 1090
HONOLULU, HI 96813
United States
Phone: 808-451-3193