1230 ADVISORS, LLC
CRD #312504 SEC #801-120771 POUND RIDGE, NY (917) 692-1095
SEC Registered
Total AUM
$103.3M
Discretionary
$70.3M
Employees
1
Clients
0
Accounts
94
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RIA VENTURES, LLC | DE | MANAGING MEMBER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| Schiff, Anthony | I | MANAGING MEMBER, MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | E | Control |
| WINN, CHRISTOPHER, EDWARD | I | CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WINN, CHRISTOPHER, EDWARD | I | RIA VENTURES, LLC | E | Control |
Registrations
Federal
IA
Aug 1, 2025 REGISTERED
Notice Filings (3)
FL NJ NY
Address
25 AUTUMN RIDGE ROADPOUND RIDGE, NY 10576
United States
Phone: (917) 692-1095