LEEWARD INVESTMENTS, LLC
Legal name: LEEWARD INVESTMENTS
CRD #312557 SEC #801-122220 BOSTON, MA 617-468-6700
SEC Registered
Total AUM
$2.8B
Discretionary
$2.1B
Employees
14
Clients
--
Accounts
56
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FIORE, PAUL, TERRENCE | I | SECRETARY, VICE PRESIDENT | NA | Control |
| FIORE, PAUL, TERRENCE | I | SECRETARY, VICE PRESIDENT | NA | Control |
| PINK, COLLEEN, ASHE | I | CHIEF FINANCIAL OFFICER, MEMBER | NA | Control |
| PINK, COLLEEN, ASHE | I | CHIEF FINANCIAL OFFICER, MEMBER | NA | Control |
| PINK, COLLEEN, ASHE | I | CHIEF FINANCIAL OFFICER, MEMBER | NA | Control |
| PINK, COLLEEN, ASHE | I | CHIEF FINANCIAL OFFICER, MEMBER | NA | Control |
| PINK, COLLEEN, ASHE | I | CHIEF FINANCIAL OFFICER, MEMBER | NA | Control |
| PINK, COLLEEN, ASHE | I | CHIEF FINANCIAL OFFICER, MEMBER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | TREASURER, CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | CHIEF COMPLIANCE OFFICER, MEMBER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | CHIEF COMPLIANCE OFFICER, MEMBER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | CHIEF COMPLIANCE OFFICER, MEMBER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | CHIEF COMPLIANCE OFFICER, MEMBER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | CHIEF COMPLIANCE OFFICER, MEMBER | NA | Control |
| THOMPSON, PATRICIA, ANN | I | CHIEF COMPLIANCE OFFICER, MEMBER | NA | Control |
| TOWER, III, JOSEPH F | I | PRESIDENT | NA | Control |
| TOWER, III, JOSEPH F | I | PRESIDENT | NA | Control |
| LMCG INVESTMENTS, LLC | DE | MEMBER | E | Control |
| LMCG INVESTMENTS, LLC | DE | MEMBER | E | Control |
| VINGERS, R., TODD | I | PRESIDENT, MANAGER, PORTFOLIO MANAGER | C | Control |
| VINGERS, R., TODD | I | PRESIDENT, MANAGER, PORTFOLIO MANAGER | C | Control |
| VINGERS, R., TODD | I | PRESIDENT, MANAGER, PORTFOLIO MANAGER | C | Control |
| VINGERS, R., TODD | I | PRESIDENT, MANAGER, PORTFOLIO MANAGER | C | Control |
| VINGERS, R., TODD | I | PRESIDENT, MANAGER, PORTFOLIO MANAGER | C | Control |
| VINGERS, R., TODD | I | PRESIDENT, MANAGER, PORTFOLIO MANAGER | C | Control |
| WILLADSEN, JAY, C. | I | MANAGER, MEMBER, PORTFOLIO MANAGER | B | Control |
| WILLADSEN, JAY, C. | I | MANAGER, MEMBER, PORTFOLIO MANAGER | B | Control |
| WILLADSEN, JAY, C. | I | MANAGER, MEMBER, PORTFOLIO MANAGER | B | Control |
| WILLADSEN, JAY, C. | I | MANAGER, MEMBER, PORTFOLIO MANAGER | B | Control |
| WILLADSEN, JAY, C. | I | MANAGER, MEMBER, PORTFOLIO MANAGER | B | Control |
| WILLADSEN, JAY, C. | I | MANAGER, MEMBER, PORTFOLIO MANAGER | B | Control |
| BUCKLEY, TIMOTHY, DAVID | I | INVESTMENT ANALYST, MEMBER | A | |
| BUCKLEY, TIMOTHY, DAVID | I | INVESTMENT ANALYST, MEMBER | A | |
| BUCKLEY, TIMOTHY, DAVID | I | INVESTMENT ANALYST, MEMBER | A | |
| BUCKLEY, TIMOTHY, DAVID | I | INVESTMENT ANALYST, MEMBER | A | |
| BUCKLEY, TIMOTHY, DAVID | I | INVESTMENT ANALYST, MEMBER | A | |
| BUCKLEY, TIMOTHY, DAVID | I | INVESTMENT ANALYST, MEMBER | A | |
| FIORE, PAUL, TERRENCE | I | CHIEF OPERATING OFFICER, MEMBER | A | Control |
| FIORE, PAUL, TERRENCE | I | CHIEF OPERATING OFFICER, MEMBER | A | Control |
| FIORE, PAUL, TERRENCE | I | CHIEF OPERATING OFFICER, MEMBER | A | Control |
| FIORE, PAUL, TERRENCE | I | CHIEF OPERATING OFFICER, MEMBER | A | Control |
| FIORE, PAUL, TERRENCE | I | CHIEF OPERATING OFFICER, MEMBER | A | Control |
| FIORE, PAUL, TERRENCE | I | CHIEF OPERATING OFFICER, MEMBER | A | Control |
| MURPHY, TIMOTHY, PAUL | I | INVESTMENT ANALYST, MEMBER | A | |
| MURPHY, TIMOTHY, PAUL | I | INVESTMENT ANALYST, MEMBER | A | |
| MURPHY, TIMOTHY, PAUL | I | INVESTMENT ANALYST, MEMBER | A | |
| MURPHY, TIMOTHY, PAUL | I | INVESTMENT ANALYST, MEMBER | A | |
| MURPHY, TIMOTHY, PAUL | I | INVESTMENT ANALYST, MEMBER | A | |
| MURPHY, TIMOTHY, PAUL | I | INVESTMENT ANALYST, MEMBER | A | |
| SATTERFIELD, RYAN, REID | I | INVESTMENT ANALYST, MEMBER | A | |
| SATTERFIELD, RYAN, REID | I | INVESTMENT ANALYST, MEMBER | A | |
| SATTERFIELD, RYAN, REID | I | INVESTMENT ANALYST, MEMBER | A | |
| SATTERFIELD, RYAN, REID | I | INVESTMENT ANALYST, MEMBER | A | |
| SATTERFIELD, RYAN, REID | I | INVESTMENT ANALYST, MEMBER | A | |
| SATTERFIELD, RYAN, REID | I | INVESTMENT ANALYST, MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CONVERGENT CAPITAL MANAGEMENT, LLC | DE | LMCG INVESTMENTS, LLC | E | Control |
| CONVERGENT CAPITAL MANAGEMENT, LLC | DE | LMCG INVESTMENTS, LLC | E | Control |
| RBC US GROUP HOLDINGS LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC US GROUP HOLDINGS LLC | DE | RBC USA HOLDCO CORPORATION | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC | E | Control |
| RBC USA HOLDCO CORPORATION | DE | CONVERGENT CAPITAL MANAGEMENT, LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS LLC | E | Control |
| ROYAL BANK OF CANADA | FE | RBC US GROUP HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (9)
CA FL LA MA MN NY OH PA TX
Address
10 WINTHROP SQUARESUITE 500
BOSTON, MA 02110
United States
Phone: 617-468-6700