ANCORA RETIREMENT PLAN ADVISORS, LLC
CRD #31256 SEC #801-67475 CLEVELAND, OH 216-593-5090
SEC Registered Disclosures
Total AUM
$1.3B
Discretionary
$0
Employees
44
Clients
0
Accounts
157
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| BARTELS, JOHN, GREGORY | I | DIRECTOR | NA | Control |
| CONWAY, KEVIN OWEN | I | PRESIDENT | NA | Control |
| CONWAY, KEVIN OWEN | I | PRESIDENT | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| ESSNER, HOWARD, SCOTT | I | PRESIDENT, GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | PRESIDENT, GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | PRESIDENT, GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| ESSNER, HOWARD, SCOTT | I | GENERAL COUNSEL | NA | Control |
| GEERS, JASON, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| GEERS, JASON, P | I | COMPLIANCE OFFICER | NA | Control |
| Garrett, Brittney, Jean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Garrett, Brittney, Jean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Garrett, Brittney, Jean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Garrett, Brittney, Jean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Garrett, Brittney, Jean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Garrett, Brittney, Jean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Garrett, Brittney, Jean | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KOENIG, WILLIAM, MICHAEL | I | DIRECTOR | NA | Control |
| KUHR, DAVID WILLIAM | I | CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | NA | Control |
| KUHR, DAVID WILLIAM | I | CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | NA | Control |
| KUHR, DAVID WILLIAM | I | CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | NA | Control |
| KUHR, DAVID WILLIAM | I | CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | NA | Control |
| KUHR, DAVID WILLIAM | I | CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | NA | Control |
| KUHR, DAVID WILLIAM | I | CHIEF COMPLIANCE OFFICER, FINOP, SROP/CROP | NA | Control |
| KUHR, DAVID WILLIAM | I | CCO | NA | |
| KUHR, DAVID WILLIAM | I | CCO | NA | |
| KUHR, DAVID WILLIAM | I | CCO | NA | |
| KUHR, DAVID WILLIAM | I | CCO | NA | |
| KUHR, DAVID WILLIAM | I | CCO | NA | |
| KUHR, DAVID WILLIAM | I | CCO | NA | |
| KUHR, DAVID WILLIAM | I | CCO, MUNICIPAL PRINCIPAL | NA | |
| KUHR, DAVID WILLIAM | I | CCO, MUNICIPAL PRINCIPAL | NA | |
| KUHR, DAVID WILLIAM | I | CCO, MUNICIPAL PRINCIPAL | NA | |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MICKLITSCH, JOHN, PEWTERS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL, CCO | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL, CCO | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| MOONEY, PETER LAWRENCE | I | PRESIDENT, PRINCIPAL | NA | Control |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SCACCO, JEREMY JOSEPH | I | MUNICIPAL PRINCIPAL | NA | |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| SPIDALIERI, JOSEPH, MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VAILLANCOURT, KEVIN, PATRICK | I | DIRECTOR | NA | Control |
| VANBURIK, ROBIN MARIE | I | PRINCIPAL & SECRETARY | NA | |
| VANBURIK, ROBIN MARIE | I | PRINCIPAL & SECRETARY | NA | |
| WALTERS, IRENE, RENAE | I | COMPLIANCE | NA | Control |
| WALTERS, IRENE, RENAE | I | COMPLIANCE | NA | Control |
| WALTERS, IRENE, RENAE | I | COMPLIANCE | NA | |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WALTERS, IRENE, RENAE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY ALAN | I | FINOP | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ZUCKER, BRADLEY, ALAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANCORA CAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| ANCORA CAPITAL, INC. | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| SOURCE COMPANIES LLC | DE | PARENT COMPANY | E | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | B | Control |
| DISANTO, FREDERICK, DAVID | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA ADVISORS LLC | DE | SOURCE COMPANIES LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| ANCORA HOLDINGS GROUP, LLC | DE | THE ANCORA GROUP, LLC | E | Control |
| BARONE, RICHARD ANTHONY | I | ANCORA CAPITAL, INC. | E | Control |
| BARONE, RICHARD ANTHONY | I | ANCORA CAPITAL, INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ACQUISITION, LLC | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | DE | FERDINAND FFP ACQUISITION, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP PARENT, INC. | DE | FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FOCUS FINANCIAL PARTNERS INC. | E | Control |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | DE | FERDINAND FFP PARENT, INC. | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS INC. | DE | FOCUS FINANCIAL PARTNERS, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS FINANCIAL PARTNERS, LLC | DE | FOCUS OPERATING, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| FOCUS OPERATING, LLC | DE | ANCORA HOLDINGS GROUP, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, INC | DE | ANCORA ADVISORS, LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| THE ANCORA GROUP, LLC | DE | ANCORA ADVISORS LLC | E | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CD&R FERDINAND HOLDINGS, L.P. | DE | FERDINAND FFP ULTIMATE HOLDINGS, LP | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | D | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| ANCORA HOLDINGS, INC. | DE | SOURCE COMPANIES LLC | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| CD&R FERDINAND CO-INVESTOR, L.P. | FE | CD&R FERDINAND HOLDINGS, L.P. | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
| MOONEY, PETER LAWRENCE | I | SOURCE COMPANIES LLC | C | Control |
Registrations
Federal
IA
Mar 27, 2025 REGISTERED
Notice Filings (5)
IL LA NC OH TX
Address
6060 PARKLANDSUITE 200
CLEVELAND, OH 44124
United States
Phone: 216-593-5090