LA CUMBRE PEAK ADVISORS, LLC
Legal name: LA CUMBRE PEAK ADVISORS
CRD #312650 SEC #801-120909 SANTA BARBARA, CA (805) 697-1700
SEC Registered
Total AUM
$5.2M
Discretionary
$5.2M
Employees
2
Clients
0
Accounts
21
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 19, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Pacheco, Derek, L | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| Pacheco, Derek, L | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| Pacheco, Derek, L | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| Pacheco, Derek, L | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
| Pacheco, Derek, L | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| Pacheco, Derek, L | I | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 19, 2021 REGISTERED
Notice Filings (1)
CA
Address
27 W. ANAPAMU STREETSUITE 426
SANTA BARBARA, CA 93101
United States
Phone: (805) 697-1700