ARGONAUT ASSET MANAGEMENT INC.

Legal name: MAKARA

CRD #312664 SEC #801-120614 NEW YORK, NY 425-390-4942

SEC Registered

Total AUM

$13M

Discretionary

$13M

Employees

Clients

Accounts

7,716

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Dec 21, 2022
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FONG, ELIZABETH, WHITNEY	I	CHIEF COMPLIANCE OFFICER	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
FONG, ELIZABETH, WHITNEY	I	VICE PRESIDENT OF OPERATIONS	NA	Control
Kern, Matthew, Stephen	I	PRESIDENT, CHIEF TECHNOLOGY OFFICER	NA	Control
Kern, Matthew, Stephen	I	PRESIDENT, CHIEF TECHNOLOGY OFFICER	NA	Control
Kern, Matthew, Stephen	I	PRESIDENT, CHIEF TECHNOLOGY OFFICER	NA	Control
Kern, Matthew, Stephen	I	PRESIDENT, CHIEF TECHNOLOGY OFFICER	NA	Control
Kern, Matthew, Stephen	I	CHIEF TECHNOLOGY OFFICER	NA	Control
Kern, Matthew, Stephen	I	CHIEF TECHNOLOGY OFFICER	NA	Control
Kern, Matthew, Stephen	I	CHIEF TECHNOLOGY OFFICER	NA	Control
Kern, Matthew, Stephen	I	CHIEF TECHNOLOGY OFFICER	NA	Control
PROUDMAN, JESSE, WILLIAMS	I	CHIEF EXECUTIVE OFFICER	NA	Control
PROUDMAN, JESSE, WILLIAMS	I	CHIEF EXECUTIVE OFFICER	NA	Control
PROUDMAN, JESSE, WILLIAMS	I	CHIEF EXECUTIVE OFFICER	NA	Control
PROUDMAN, JESSE, WILLIAMS	I	CHIEF EXECUTIVE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
SCHLEIFER, JUSTIN, HAYES	I	CHIEF COMPLIANCE OFFICER	NA	Control
BETTERMENT HOLDINGS, INC.	DE	PARENT ENTITY	E	Control
BETTERMENT HOLDINGS, INC.	DE	PARENT ENTITY	E	Control
BETTERMENT HOLDINGS, INC.	DE	PARENT ENTITY	E	Control
BETTERMENT HOLDINGS, INC.	DE	PARENT ENTITY	E	Control
PROUDMAN, JESSE, WILLIAMS	I	OWNER	C	Control
PROUDMAN, JESSE, WILLIAMS	I	OWNER AND CHIEF EXECUTIVE OFFICER	C	Control
PROUDMAN, JESSE, WILLIAMS	I	OWNER AND CHIEF EXECUTIVE OFFICER	C	Control
PROUDMAN, JESSE, WILLIAMS	I	OWNER AND CHIEF EXECUTIVE OFFICER	C	Control
PROUDMAN, JESSE, WILLIAMS	I	OWNER AND CHIEF EXECUTIVE OFFICER	C	Control
RANEY, SADIE, AMANDA	I	OWNER	B	Control
RANEY, SADIE, AMANDA	I	OWNER	B	Control
RANEY, SADIE, AMANDA	I	OWNER	B	Control
RANEY, SADIE, AMANDA	I	OWNER	B	Control
RANEY, SADIE, AMANDA	I	OWNER	B	Control
Cordeiro, Nico	I	SHAREHOLDER	A
Kern, Matthew, Stephen	I	PRESIDENT, CHIEF TECHNOLOGY OFFICER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
STEIN, JONATHAN, BABCOCK	I	BETTERMENT HOLDINGS, INC.	C	Control
STEIN, JONATHAN, BABCOCK	I	BETTERMENT HOLDINGS, INC.	C	Control
STEIN, JONATHAN, BABCOCK	I	BETTERMENT HOLDINGS, INC.	C	Control
STEIN, JONATHAN, BABCOCK	I	BETTERMENT HOLDINGS, INC.	C	Control

Registrations

Federal

Dec 21, 2022 REGISTERED

Notice Filings (51)

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Address

27 WEST 23RD STREET
6TH FLOOR
NEW YORK, NY 10010
United States

Phone: 425-390-4942