SOUTHWEST INVESTMENT ADVISORS, INC.
CRD #312685 SEC #801-120406 TUCSON, AZ 520-544-2500
SEC Registered
Total AUM
$325.7M
Discretionary
$325.7M
Employees
4
Clients
10
Accounts
1,156
Firm Details
- Organization Type
- Corporation
- State of Formation
- Arizona
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| KUSLER, ALEXANDRA, FARQUHAR | I | SHAREHOLDER | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
| Zich, Richard, John | I | PRESIDENT, CCO | D | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (37)
AL AZ CA CO CT DC DE FL GA IA ID IL IN KS KY MD MI MN MO NC ND NE NM NV NY OH OK OR PA SC SD TN TX UT VA WA WI
Address
7594 N LA CHOLLATUCSON, AZ 85741
United States
Phone: 520-544-2500