RIA Intelligence

PARAGON PRIVATE WEALTH MANAGEMENT LLC

CRD #312817 SEC #801-120682 LEXINGTON, KY 859-300-3985
SEC Registered
Total AUM
$354.9M
Discretionary
$336.5M
Employees
6
Clients
51
Accounts
684

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 27, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
LOCKWOOD, MARY, KATHRYNICHIEF INVESTMENT OFFICERNA Control
LOCKWOOD, MARY, KATHRYNICHIEF INVESTMENT OFFICERNA Control
Sherman, Justin, AlexanderISOLE MEMBER AND CHIEF COMPLIANCE OFFICERE Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
Sherman, Justin, AlexanderIMANAGING MEMBERD Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control
SALSMAN, CATHERINE, ELIZABETHIMANAGING MEMBER AND CHIEF COMPLIANCE OFFICERC Control

Registrations

Federal

IA
Mar 27, 2025 REGISTERED

Notice Filings (5)

FL KY LA NE TX

Address

300 WEST VINE STREET
SUITE 2201
LEXINGTON, KY 40507
United States
Phone: 859-300-3985