FIFTH DOWN CAP LLC
CRD #312861 SEC #801-120623 617-678-0260
SEC Registered Private Funds
Total AUM
$686.4M
Discretionary
$686.4M
Employees
17
Clients
--
Accounts
41
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Edelman, Charlotte, Joy | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Edelman, Charlotte, Joy | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Edelman, Charlotte, Joy | I | CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER & EXECUTIVE VICE PRESIDENT | NA | Control |
| MCGINTY, ELISSA, PALAZZO | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGINTY, ELISSA, PALAZZO | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGINTY, ELISSA, PALAZZO | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MCGINTY, ELISSA, PALAZZO | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| PATRICK, STEPHEN, LIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PATRICK, STEPHEN, LIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PATRICK, STEPHEN, LIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PATRICK, STEPHEN, LIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| PATRICK, STEPHEN, LIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ROWEN, BRIAN | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| ROWEN, BRIAN | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| ROWEN, BRIAN | I | PRESIDENT & MANAGING PARTNER | NA | Control |
| SPELLMAN, ANDREW, MICHAEL | I | MEMBER, PRINCIPAL | E | Control |
| SPELLMAN, ANDREW, MICHAEL | I | MEMBER, PRINCIPAL, CHIEF COMPLIANCE OFFICER | E | Control |
| SPELLMAN, ANDREW, MICHAEL | I | MEMBER, PRINCIPAL | E | Control |
| SPELLMAN, ANDREW, MICHAEL | I | MEMBER, PRINCIPAL | E | Control |
| SPELLMAN, ANDREW, MICHAEL | I | MEMBER, PRINCIPAL | E | Control |
| SPELLMAN, ANDREW, MICHAEL | I | FOUNDER & MANAGING PARTNER | E | Control |
| SPELLMAN, ANDREW, MICHAEL | I | FOUNDER & MANAGING PARTNER | D | Control |
| SPELLMAN, ANDREW, MICHAEL | I | FOUNDER & MANAGING PARTNER | D | Control |
| CHRISTENSEN, MATTHEW, QUINN | I | MEMBER | C | |
| CHRISTENSEN, MATTHEW, QUINN | I | MEMBER | B | |
| CHRISTENSEN, MATTHEW, QUINN | I | MEMBER | B | |
| CHRISTENSEN, MATTHEW, QUINN | I | MEMBER | B | |
| CHRISTENSEN, MATTHEW, QUINN | I | MEMBER | B | |
| GOLDCREST CAPITAL FIFTH DOWN CAPITAL BLOCKER, INC. | DE | MEMBER | A | |
| GOLDCREST CAPITAL FIFTH DOWN CAPITAL BLOCKER, INC. | DE | MEMBER | A | |
| GOLDCREST CAPITAL FIFTH DOWN CAPITAL BLOCKER, INC. | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRIEDLAND, DANIEL, MARION | I | GOLDCREST CAPITAL III GP, LLC | F | Control |
| FRIEDLAND, DANIEL, MARION | I | GOLDCREST CAPITAL III GP, LLC | F | Control |
| GOLDCREST CAPITAL III GP, LLC | DE | GOLDCREST CAPITAL III-A, LP | F | Control |
| GOLDCREST CAPITAL III GP, LLC | DE | GOLDCREST CAPITAL III-A, LP | F | Control |
| ROSS, ADAM, BRIAN | I | GOLDCREST CAPITAL III GP, LLC | F | Control |
| ROSS, ADAM, BRIAN | I | ADAM B. ROSS REVOCABLE TRUST, U/A/D NOVEMBER 6, 2001 | F | Control |
| ROSS, ADAM, BRIAN | I | GOLDCREST CAPITAL III GP, LLC | F | Control |
| ROSS, ADAM, BRIAN | I | ADAM B. ROSS REVOCABLE TRUST, U/A/D NOVEMBER 6, 2001 | F | Control |
| ADAM B. ROSS REVOCABLE TRUST, U/A/D NOVEMBER 6, 2001 | DE | GOLDCREST CAPITAL III GP, LLC | E | Control |
| ADAM B. ROSS REVOCABLE TRUST, U/A/D NOVEMBER 6, 2001 | DE | GOLDCREST CAPITAL III GP, LLC | E | Control |
| GOLDCREST CAPITAL III-A, LP | DE | GOLDCREST CAPITAL FIFTH DOWN CAPITAL BLOCKER, INC. | E | Control |
| GOLDCREST CAPITAL III-A, LP | DE | GOLDCREST CAPITAL FIFTH DOWN CAPITAL BLOCKER, INC. | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (2)
CA MA
Address
Phone: 617-678-0260