EFG ASSET MANAGEMENT (NORTH AMERICA) CORP
CRD #313103 SEC #801-120586 PORTLAND, OR 503-889-5210
SEC Registered
Total AUM
$743.8M
Discretionary
$743.8M
Employees
7
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
- LEI
- 549300LOZKT5NHBMBT48
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLULOW, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| CLULOW, MICHAEL, DAVID | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Gonzalez, Carlos, Javier | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gonzalez, Carlos, Javier | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLEINSCHMIDT, ERIC, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KLOTTER, DONALD, JOSEPH | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MEYER, AMANDA, ANDERSON | I | OFFICER | NA | Control |
| MEYER, AMANDA, ANDERSON | I | OFFICER | NA | Control |
| MEYER, AMANDA, ANDERSON | I | OFFICER | NA | Control |
| MEYER, AMANDA, ANDERSON | I | OFFICER | NA | Control |
| WONG, KERI, F | I | CHIEF OPERATING OFFICER | NA | Control |
| WONG, KERI, F | I | CHIEF OPERATING OFFICER | NA | Control |
| WONG, KERI, F | I | CHIEF OPERATING OFFICER | NA | Control |
| WONG, KERI, F | I | CHIEF OPERATING OFFICER | NA | Control |
| WONG, KERI, F | I | CHIEF OPERATING OFFICER | NA | Control |
| WONG, KERI, F | I | CHIEF OPERATING OFFICER | NA | Control |
| EFG INTERNATIONAL AG | FE | OWNER | E | Control |
| EFG INTERNATIONAL AG | FE | OWNER | E | Control |
| EFG INTERNATIONAL AG | FE | OWNER | E | Control |
| EFG INTERNATIONAL AG | FE | OWNER | E | Control |
| EFG INTERNATIONAL AG | FE | OWNER | E | Control |
| EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | FE | OWNER | E | Control |
| EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | FE | OWNER | E | Control |
| EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | FE | OWNER | E | Control |
| EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | FE | OWNER | E | Control |
| EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | FE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EFG INTERNATIONAL AG | FE | EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | E | Control |
| EFG INTERNATIONAL AG | FE | EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | E | Control |
| EFG INTERNATIONAL AG | FE | EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | E | Control |
| EFG INTERNATIONAL AG | FE | EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | E | Control |
| EFG INTERNATIONAL AG | FE | EFG INVESTMENT AND WEALTH SOLUTIONS HOLDING AG | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (1)
OR
Address
1211 SW 5TH AVE SUITE 2840PORTLAND, OR 97204
United States
Phone: 503-889-5210