ETHOS CAPITAL MANAGEMENT, INC.
CRD #313145 SEC #801-132170 NEWTOWN, PA 215-968-1820
SEC Registered Disclosures
Total AUM
$129.1M
Discretionary
$129.1M
Employees
4
Clients
0
Accounts
429
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 30, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | Control |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | Control |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | Control |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | Control |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | Control |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | Control |
| TOTO, NOREEN, HARRIETTE | I | MEMBER | D | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
| TOTO, STEVEN, JOSEPH | I | PRESIDENT/CCO | C | Control |
Registrations
Federal
IA
Oct 30, 2025 REGISTERED
Notice Filings (9)
CO DE FL MA MD NC NJ PA SC
Address
626 SOUTH STATE STREETNEWTOWN, PA 18940
United States
Phone: 215-968-1820